Proposed Criteria for Evaluating Ballast
Technology Research Proposals for Possible Funding

For Discussion by Ballast Water and Shipping Committee

Allegra Cangelosi, Northeast-Midwest Institute -- June 8th, 1999


The USCG, NOAA and the FWS among others are helping to support research and development of new technologies for on-board ballast treatment, and the Ballast Water and Shipping Committee is responsible for helping these agencies direct their research dollars to productive ends. Efforts create a research agenda which identifies particular technological areas for most intensive research may be premature. The best approach is to focus research support on projects which 1) develop technologies which are likely to be consistent with US law and NISA (i.e. environmentally sound ans biologically effective); 2) develop technologies which industry is likely to use (i.e. safe practicable and cost-effective, and 3) are of high technical quality.

Projects should not have to purport to "do it all" to receive funding -- combining lab tests with field tests and full-scale tests. Indeed, those most qualified to undertake laboratory research may not be qualified to design a field installation. In addition, agencies should not presuppose that all technologies which receive research support of any kind should be taken to full-scale installation or even ship-board trial. The results of the laboratory and pilot scale tests should help agencies in deciding if the technology warrants full-scale testing. A staged approach to funding technology development will help assure that the good graces of our prospective "ships of opportunity" are not squandered on technologies with low probability of success. It is also premature to screen projects on the basis of the prospective cost of full-scale installation. "Who pays?" and "How much does it cost?" are two different questions. Society may decide that it is willing to help support use of higher cost options if it provides better protection and/or fewer environmental trade-offs.

The following criteria could be applied to help select the best proposals for funding:

  1. Partnership - Does the proposing team include biologists and naval architects and marine engineers to help assure that the technology has strong prospects for effectiveness and practicability? Are there letters of support from environmental advocates and the industry?

  2. Legal Requirements -- Does the proposing team hold all necessary permits for any releases to the environment, and certifications for safety?

  3. Prospects at Full-Scale -- Does the proposal detail the ways in which the technology has promise for being safe, practicable, biologically effective, and environmentally sound (note separate criteria for effectiveness and environmental soundness proposed for screening technologies)? Does the proposal envisage the means by which use of the technology at full scale could be monitored by the USCG (i.e. a system of accountability)? Does it include a plan to estimate cost of a full-scale installation?

  4. In Context -- Are the proposers aware of past work and does the project build on that work?

  5. Scientifically Sound -- Is the scientific method contained within the proposal robust? Does the proposal include peer review of the results?

 

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01 April 2001
http://www.nemw.org/Balprop_evalcriteria.htm